AFSL Essentials
Built for solo practitioners and small AFSL firms.
Up to 3 users
or A$3,490/year (save 2 months)
- Compliance Dashboard — live obligation & breach status at a glance
- Obligations Register — digital sign-off chain for every AFSL obligation
- Incidents & Breaches Register — 30-day ASIC timer auto-starts on classification
- Complaints Register — RG 271 deadline timers (30 & 21 days)
- Conflicts of Interest Register
- CPD & Training Register — Kaplan/Finsia/FAAA CSV import
- AI Compliance Assistant — plain-English answers to ASIC queries
- Anonymous Whistleblower Portal (Corporations Act Part 9.4AAA)
AFSL Professional
For growing AFSL firms ready to systemise their compliance function.
Up to 15 users
or A$6,950/year (save 2 months)
- Everything in AFSL Essentials, plus:
- Internal Audit Module — findings, ratings, management responses
- Controls & Evidence — 25+ seeded controls, evidence upload
- Remediation Register — track actions, owners & due dates
- Compliance Monitoring Tests — testing schedule & results
- Board Pack PDF — one-click from live register data
- ASIC Reporting Wizard for s912DAA notifications
- AI Predictive Risk Scoring — 30/60/90-day compliance forecast
AFSL Enterprise
For large AFSL firms, multi-entity groups, and dealer networks.
Unlimited users
or A$12,900/year (save 2 months)
GST included · Contact for exact quote
- Everything in AFSL Professional, plus:
- Multi-entity & Multi-AFSL configuration
- Automation Engine — 10 configurable compliance rules
- Priority support & onboarding assistance
- Custom data migration from your existing systems
Every plan includes structured setup support
You're not handed a login and left to figure it out. We work with you through setup until your team runs the platform independently.
AML Compliance Officer
Guided setup of the AML/CTF portal — program documentation, onboarding workflows, risk assessment, and reporting.
Responsible Manager (AFSL)
Walkthrough of the AFSL portal — breach register, complaints, CPD tracking, and board reporting.
Structured setup support — not open-ended consulting.
Frequently asked questions
Everything you need to know before signing up.